StocksLeak·Where the leaks Wall Street tries to bury surface first.

GG
Guy Gentile
Guy Gentile: The Official Record
Margin

Margin Requirements Explained

Reg T initial margin, the maintenance test that runs continuously, the house requirements that actually govern your account, and what happens when a risk desk decides which of your positions to sell.

Margin is not extra money. It is a loan against your positions with a maintenance test attached, and the test is run continuously by risk systems that do not care what your thesis is.

Most traders learn the difference between initial margin, maintenance margin, and day-trading buying power at the worst possible moment: when a position moves against them and the firm liquidates it at whatever price the book offers.

This is the mechanics — what Reg T sets, what maintenance requirements actually do, how house rules diverge from the regulatory floor, and how margin calls get resolved.

Breakdown

Initial, Maintenance, Calls, Discipline

The regulatory floor, the number your firm really uses, and the arithmetic of how far a leveraged position can move before someone else closes it.

01

Initial Margin: Reg T and 2:1

Regulation T sets initial margin on marginable equities at 50 percent, which is the origin of the familiar 2:1 overnight buying power: deposit $50,000 and you can hold roughly $100,000 in marginable stock. Pattern day traders who meet the $25,000 equity requirement get 4:1 intraday buying power on top of that, but the 4:1 is intraday only and must be reduced to 2:1 before the close.

Not everything is marginable. Low-priced stocks, many recent IPOs, and names the firm has flagged as volatile often carry 100 percent requirements, meaning they consume buying power dollar for dollar. Those designations change without notice, sometimes mid-session on a mover.

Options and futures work under entirely different frameworks. Do not carry over equity intuitions to a portfolio margin or futures account, where requirements are risk-based and can change intraday with volatility.

02

Maintenance Margin and House Requirements

Maintenance margin is the minimum equity you must keep in the account as a percentage of the position's market value. FINRA sets a 25 percent floor for long equity positions and 30 percent for most shorts, but that floor is the regulatory minimum, not what your firm will actually apply.

House requirements are higher and are the number that governs your account. Concentrated positions, hard-to-borrow shorts, low-float names, and stocks with earnings or a pending catalyst frequently carry 50 to 100 percent house requirements. A firm can raise the requirement on a name you already hold, which converts a comfortable position into a call without the price moving at all.

The arithmetic worth internalizing: at a 25 percent maintenance requirement, a fully margined long position gets a call after roughly a 33 percent adverse move. At a 50 percent house requirement, that cushion shrinks dramatically. Leverage does not just amplify losses, it shortens the distance to forced selling.

03

Margin Calls, Liquidations, and Deadlines

A maintenance call is resolved by depositing cash, depositing marginable securities, or closing positions. Firms usually give a short window — often a few business days — but they reserve the right to liquidate immediately without notice when risk warrants, and in a fast market they use it.

You do not choose which positions get liquidated. The risk desk does, and it will usually sell what is most liquid or most offensive to the requirement, which may be your best position rather than the one causing the problem.

Day-trading buying power calls are separate and stricter: exceed your day-trading buying power and the account can be restricted to cash-available-for-withdrawal basis for 90 days. Free-riding violations in cash accounts trigger similar restrictions. These are administrative penalties, not judgments about whether you were right.

04

Using Margin Without Getting Run Over

Treat maximum buying power as a technical limit, not a target. If your normal position size uses most of your available margin, you have no capacity to absorb a routine drawdown and no ability to add to a position that goes your way.

Know the house requirement on anything concentrated or volatile before you size it, and assume it can be raised. Ask your broker directly; the numbers are published but rarely prominent.

And keep the interest cost in view. Margin loan rates are quoted in tiers and compound daily on overnight balances. For an intraday trader the cost is negligible; for anyone carrying leveraged positions for weeks, it is a real drag that has to be beaten before you make anything.

FAQ

Margin FAQ

Not advice

This guide is general information from two decades of operating and trading experience. It is not legal, tax, or investment advice. Margin rules, house requirements, and rates vary by firm and change over time \u2014 confirm the specifics with your broker and a qualified professional.

I'm not a lawyer.